CAIN KERRI E appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CAIN KERRI E appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MILLINGTON SECURITIES, LLC | CFO | RED BANK, NJ |
| — | Form ADV | WBI INVESTMENTS, LLC | CHIEF FINANCIAL OFFICER | RED BANK, NJ |