Rajiv Shah of Palo Alto, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Rajiv Shah appears on 11 filing roles across Form ADV (6), Form D (3), Form 13F (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-11 | Form ADV | ZEST CAPITAL LLC | CHIEF COMPLIANCE OFFICER | MIAMI, FL |
| 2026-01-22 | Form ADV | INNOVAYTE CAPITAL | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | SEMINARIO ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | CORAL GABLES, FL |
| 2025-03-20 | Form ADV | INNOVA ADVISORS | CHIEF COMPLIANCE OFFICER | CORAL GABLES, FL |
| 2025-03-20 | Form ADV | SHELLMAN INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CORAL GABLES, FL |
| — | Form ADV | VESTLY ADVISORY | CHIEF COMPLIANCE OFFICER | MIAMI, FL |
| 2024-09-09 | Form 13F | LAZARI CAPITAL MANAGEMENT, INC. | Director of Trading | WOODLAND HILLS, CA |
| 2026-01-28 | Form 13F | KINGSWOOD WEALTH ADVISORS, LLC | Compliance Officer | SAN DIEGO, CA |
| 2025-01-27 | Form D | Stoic Offshore Ltd. | Executive Officer | PALO ALTO, CA |
| 2025-01-27 | Form D | Stoic Onshore LP | Executive Officer | PALO ALTO, CA |
| 2026-04-01 | Form D | Stoic Point Alpha Capital LP | Related Person | PALO ALTO, CA |