SLATE HEATHER NICOLE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SLATE HEATHER NICOLE appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PARK WEST ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | NEWPORT ASIA LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | RRG CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | HANWHA ASSET MANAGEMENT (USA) LTD. | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | TRAN CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER | SAN RAFAEL, CA |
| — | Form ADV | WHITTIER ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | ALL BLUE LABS MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER OF THE BROKER-DEALER | — |