NORRIS ROGER ALLAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NORRIS ROGER ALLAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | COLLIERS SECURITIES LLC | SVP, CHIEF COMPLIANCE OFFICER, INSURANCE, OPTIONS PRINCIPAL | MINNEAPOLIS, MN |
| — | Form ADV | DOUGHERTY WEALTH ADVISERS LLC | CHIEF COMPLIANCE OFFICER | MINNETONKA, MN |