MARKS MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MARKS MICHAEL appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | EAST ROCK CAPITAL, LLC | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | STERLING INVESTMENT COUNSEL, LLC | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | BUFFALO, NY |