SENA JAMES ROBERT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SENA JAMES ROBERT appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEWFLEET ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | HARTFORD, CT |
| — | Form ADV | EUCLID ADVISORS LLC | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | HARTFORD, CT |
| — | Form ADV | ZWEIG ADVISERS LLC | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | HARTFORD, CT |
| — | Form ADV | RAMPART INVESTMENT MANAGEMENT COMPANY, LLC | CHIEF COMPLIANCE OFFICER | HARTFORD, CT |
| — | Form ADV | VP ADVISERS, LLC | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | HARTFORD, CT |