BALL JAMES C appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BALL JAMES C appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LAS OLAS CAPITAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | FORT LAUDERDALE, FL |
| — | Form ADV | CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | MIAMI, FL |