SMITH DAVID LEON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH DAVID LEON appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WORLD EQUITY GROUP, INC. | CHIEF COMPLIANCE OFFICER | SCHAUMBURG, IL |
| — | Form ADV | CAPE INVESTMENT ADVISORY, INC. | CHIEF COMPLIANCE OFFICER | MCDONOUGH, GA |
| — | Form ADV | HUNTINGTON FINANCIAL ADVISORS | AML OFFICER | COLUMBUS, OH |