SMITH KATIE JANE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH KATIE JANE appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VANGUARD INVESTMENTS UK, LIMITED | EXECUTIVE DIRECTOR | LONDON |
| — | Form ADV | DWS ALTERNATIVES GLOBAL LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | VANGUARD ASSET MANAGEMENT, LIMITED | EXECUTIVE DIRECTOR | LONDON |
| — | Form ADV | RUFFER LLP | CHIEF LEGAL OFFICER | LONDON |
| — | Form ADV | RUFFER AIFM LIMITED | BOARD MEMBER (AND GROUP GC) | LONDON |