BATES MARLENE MARIE-LAURE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BATES MARLENE MARIE-LAURE appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | THOMASPARTNERS, INC. | CHIEF FINANCIAL OFFICER | BOSTON, MA |
| — | Form ADV | WINDHAVEN INVESTMENT MANAGEMENT, INC. | CHIEF FINANCIAL OFFICER | BOSTON, MA |
| — | Form ADV | CHARLES SCHWAB INVESTMENT ADVISORY, INC. | CHIEF FINANCIAL OFFICER, DIRECTOR | SAN FRANCISCO, CA |
| — | Form ADV | SCHWAB WEALTH INVESTMENT ADVISORY, INC. | CHIEF FINANCIAL OFFICER | SAN FRANCISCO, CA |