Groom David appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Groom David appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | THOMPSON CAPITAL MANAGEMENT, LLC | SHAREHOLDER | — |
| — | Form ADV | LITTLE HARBOR ADVISORS, LLC | SHAREHOLDER | MARBLEHEAD, MA |