Rumsey Carol Elaine appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Rumsey Carol Elaine appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ARISTOTLE PACIFIC CAPITAL, LLC | AVP & CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | PACIFIC PRIVATE FUND ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | APC ASSET DEVELOPMENT II, LP | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | ARISTOTLE INVESTMENT SERVICES, LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | APC ASSET DEVELOPMENT I, LP | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | SWELL INVESTING LLC | CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | PACIFIC GLOBAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |