Case Andrew appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Case Andrew appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DUET ASSET MANAGEMENT LTD. | CHIEF COMPLIANCE OFFICER/GROUP GENERAL COUNSEL | LONDON |
| — | Form ADV | DUET USA ASSET MANAGEMENT LLC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |