GARCIA PEGGY JOLEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GARCIA PEGGY JOLEN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ASHTON THOMAS ADVISORS LLC | CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | ASHTON THOMAS PRIVATE WEALTH | DIRECTOR OF INVESTMENT OPERATIONS | SCOTTSDALE, AZ |
| — | Form ADV | AMPLIFY FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |