CATES TROY MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CATES TROY MICHAEL appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEOS INVESTMENT MANAGEMENT, LLC | MANAGING PARTNER | WESTPORT, CT |
| — | Form ADV | RECON CAPITAL PARTNERS, LLC | OWNER | STAMFORD, CT |