GRIFFITH ANN MARGARET appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GRIFFITH ANN MARGARET appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BERKADIA CAPITAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | AMBLER, PA |
| — | Form ADV | LH CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | AS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |