NICOL SCOTT JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NICOL SCOTT JAMES appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | COMPLIANCE OFFICER | LONDON |
| — | Form ADV | FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED | VICE PRESIDENT - REGULATORY COMPLIANCE | DUBAI |
| — | Form ADV | FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED | CHIEF COMPLIANCE OFFICER | DUBAI |