SHIELDS WILLIAM MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHIELDS WILLIAM MICHAEL appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | FINTAN PARTNERS LLC | CHIEF COMPLIANCE OFFICER | PALO ALTO, CA |
| — | Form ADV | RESOLUTION RECOVERY PARTNERS MANAGER, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CANTOR COMPARATIVE ADVANTAGE, L.P. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |