MCFARLAND GEORGIA CAROLINE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MCFARLAND GEORGIA CAROLINE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | PRUDENTIAL SELECT STRATEGIES LLC | CHIEF COMPLIANCE OFFICER | NEWARK, NJ |