BROKAW MICHAEL MARK appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BROKAW MICHAEL MARK appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ZEGA INVESTMENTS, LLC | MANAGING DIRECTOR OF TRADING | PALM BEACH GARDENS, FL |
| — | Form ADV | ZEGA FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER | PALM BEACH GARDENS, FL |