DUFFY ANNE MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY ANNE MARIE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PT ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | BURFORD CAPITAL INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | GLOBAL FUND EXCHANGE LTD. | MANAGING MEMBER | OYSTER BAY, NY |