SHIELDS JAMES PHILIP appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHIELDS JAMES PHILIP appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AVIVA INVESTORS AMERICAS LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |