CARUSO DENISE M appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARUSO DENISE M appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GARDNER LEWIS ASSET MANAGEMENT LP | CCO | CHADDS FORD, PA |
| — | Form ADV | THE SWARTHMORE GROUP, INC. | CHIEF COMPLIANCE OFFICER | PHILADELPHIA, PA |