SWAIN MARY ANN NELL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SWAIN MARY ANN NELL appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLC | CHIEF FINANCIAL OFFICER | MEMPHIS, TN |
| — | Form ADV | B RILEY WEALTH MANAGEMENT, INC. | CHIEF FINANCIAL OFFICER | MEMPHIS, TN |