FLOYD DOUGLAS JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FLOYD DOUGLAS JAMES appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | POMONA WEALTH MANAGEMENT, LLC | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | RICHLAND, WA |
| — | Form ADV | CE INVESTMENT MANAGEMENT, LLC | VICE PRESIDENT - INVESTMENT DIRECTOR / BOARD OF MANAGERS | OKLAHOMA CITY, OK |