Levy Rochelle Beth appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Levy Rochelle Beth appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC ROCHDALE, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | RBC SECURITIES, INC. | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR | LOS ANGELES, CA |
| — | Form ADV | SYMPHONIC FINANCIAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD | CHIEF COMPLIANCE OFFICER | GEORGE TOWN |