SPENCER STEVEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SPENCER STEVEN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GOLDMAN SACHS WEALTH SERVICES, L.P. | CHIEF COMPLIANCE OFFICER | COHOES, NY |
| — | Form ADV | UNITED CAPITAL FINANCIAL ADVISORS, LLC | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | IRVING, TX |
| — | Form ADV | PFE ADVISORS, INC. | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | SOUTHBOROUGH, MA |