BROWN STEVEN HERSCHEDE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BROWN STEVEN HERSCHEDE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM WEALTH SOLUTIONS, LLC | CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC | SANTA MONICA, CA |
| — | Form ADV | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE | NEW YORK, NY |