Winters Kaili Erin appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Winters Kaili Erin appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | 49 FINANCIAL | SVP, COMPLIANCE | AUSTIN, TX |
| — | Form ADV | FINANCIAL GRAVITY ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC | CHIEF COMPLIANCE OFFICER | LAKEWAY, TX |