Herold Joel Frederick appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Herold Joel Frederick appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DRI CAPITAL INC. | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | TORONTO, ONTARIO |
| — | Form ADV | DRI CAPITAL (US), INC. | CHIEF COMPLIANCE OFFICER | SHORT HILLS, NJ |