KAPPUS DAVID L appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAPPUS DAVID L appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | USI SECURITIES, INC. | CHIEF FINANCIAL OFFICER | GLASTONBURY, CT |
| — | Form ADV | USI ADVISORS, INC. | TREASURER | GLASTONBURY, CT |