XIQUES GLADYS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. XIQUES GLADYS appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TCW PT MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | TCW INVESTMENT MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | TCW ASSET MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | METROPOLITAN WEST ASSET MANAGEMENT LLC | GLOBAL CHIEF COMPLIANCE OFFICER, ELECTED MANAGER | LOS ANGELES, CA |
| — | Form ADV | SEPULVEDA MANAGEMENT LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | TCW SPECIAL SITUATIONS, LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |