HIGGINS ROSEANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HIGGINS ROSEANN appears on 17 filing roles across Form ADV (17).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RANDOLPH CO INC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | MAINSTREET INVESTMENT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | FOUNTAIN SQUARE ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | RESOLUTE CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | GREENVILLE, SC |
| — | Form ADV | ALTERI WEALTH LLC | CHIEF COMPLIANCE OFFICER | WESTLAKE VILLAGE, CA |
| — | Form ADV | ADAPT WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | STONEBROOK PRIVATE LLC | CHIEF COMPLIANCE OFFICER | NORTHVILLE, MI |
| — | Form ADV | PRASAD WEALTH PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | INDEPENDENCE, OH |
| — | Form ADV | SYON CAPITAL LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | OXFORD WEALTH GROUP, LLC | CHIEF COMPLIANCE OFFICER | ORLANDO, FL |
| — | Form ADV | LOGIX INVESTMENTS LLC | CHIEF COMPLIANCE OFFICER | CLEVELAND, OH |
| — | Form ADV | FWG INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | LEXINGTON, KY |
| — | Form ADV | SMART WEALTH, LLC | CHIEF COMPLIANCE OFFICER | OMAHA, NE |
| — | Form ADV | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | HERITAGE WEALTH ADVISORS | CCO | CINCINNATI, OH |
| — | Form ADV | JOURNEY WEALTH MANAGEMENT | CHIEF COMPLIANCE OFFICER | CLEVELAND, OH |
| — | Form ADV | QUEEN CITY CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |