LEGACY ELIZABETH ANNE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LEGACY ELIZABETH ANNE appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SORRENTO PACIFIC FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | CUSO FINANCIAL SERVICES, L.P. | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | REALTA INVESTMENT ADVISORS, INC | CHIEF COMPLIANCE OFFICER | WILMINGTON, DE |
| — | Form ADV | M HOLDINGS SECURITIES, INC. | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| — | Form ADV | M FINANCIAL ASSET MANAGEMENT, INC. | SENIOR DIRECTOR COMPLIANCE | PORTLAND, OR |