Ratcliffe Adrian appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Ratcliffe Adrian appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CAXTON ASSOCIATES (USA) LLC | GLOBAL CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CQS (UK) LLP | GLOBAL HEAD OF COMPLIANCE | LONDON |