CLAUD THOMAS JAMES

CLAUD THOMAS JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CLAUD THOMAS JAMES appears on 3 filing roles across Form ADV (3).

Registered advisers

Filings (3)

FiledSourceEntityRoleLocation
Form ADVONEASCENT FINANCIAL SERVICES LLCCHIEF COMPLIANCE OFFICERBIRMINGHAM, AL
Form ADVONEASCENT WEALTH MANAGEMENTCHIEF COMPLIANCE OFFICERBIRMINGHAM, AL
Form ADVONEASCENT FAMILY OFFICESCHIEF COMPLIANCE OFFICERBIRMINGHAM, AL

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