BAXTER SHAWN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BAXTER SHAWN appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PROSPERA FINANCIAL SERVICES, INC. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |