DESAI RICK P appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DESAI RICK P appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LISTEN LLC | NA | CHICAGO, IL |
| — | Form ADV | CATALYST INVESTORS, L.L.C. | PARTNER AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |