Tracy Lowery Whille of NEW YORK, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Tracy Lowery Whille appears on 2 filing roles across Form ADV (1), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2026-04-15 | Form D | GUGGENHEIM SECURITIES, LLC | Related Person | NEW YORK, NY |