JAMES RICHARD MERTZ is an investment adviser representative (IAR) with state registration records since 1996, appearing at 3 firms. Currently registered with FOCUS FINANCIAL.
| Firm | From | To | Current |
|---|---|---|---|
| FOCUS FINANCIAL | 2024-01-12 | present | Yes |
| LPL FINANCIAL LLC | 2018-02-14 | 2024-01-19 | — |
| SII INVESTMENTS, INC. | 1996-12-20 | 2018-02-14 | — |