RICHARD PAUL ROCHE is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with LITTLE HARBOR ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WEALTH EFFECTS | 2024-07-24 | 2026-05-14 | — |
| LITTLE HARBOR ADVISORS, LLC | 2013-11-25 | present | Yes |
| AVATAR ASSOCIATES | 2009-10-28 | 2011-12-16 | — |