JAMES ALAN LINDSAY

JAMES ALAN LINDSAY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
SUMMIT FINANCIAL GROUP INC2012-10-012021-05-20
LPL FINANCIAL LLC2004-09-242012-08-28
WELLS FARGO CLEARING SERVICES, LLC2003-05-142004-10-04

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