MONICA ANN SMITH is an investment adviser representative (IAR) with state registration records since 1991, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2020-05-08 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2020-05-12 | — |
| MORGAN STANLEY & CO. LLC | 2009-01-09 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 1991-01-01 | 2009-01-27 | — |