SCOTT ALAN SMALLMAN

SCOTT ALAN SMALLMAN is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with WEDBUSH SECURITIES INC..

Registration history (3)

FirmFromToCurrent
WEDBUSH SECURITIES INC.2006-10-27presentYes
UBS FINANCIAL SERVICES INC.2006-08-122006-11-08
PIPER SANDLER & CO.2000-07-192006-08-12

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