WILLIAM HARVEY LOCKWOOD is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 2021-04-02 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2007-03-09 | 2021-04-02 | — |
| UBS FINANCIAL SERVICES INC. | 2006-08-12 | 2007-03-21 | — |
| PIPER SANDLER & CO. | 2002-10-18 | 2006-08-12 | — |