THOMAS RAY BATES is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2011-10-18 | present | Yes |
| WOODBURY FINANCIAL SERVICES, INC. | 2006-05-16 | 2011-10-25 | — |
| EQUITABLE ADVISORS, LLC | 2005-06-01 | 2006-05-18 | — |
| MONY SECURITIES CORPORATION | 1999-12-07 | 2005-06-01 | — |