JOHN ELIOT PENN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2021-06-21 | 2021-06-25 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | present | Yes |
| PRUDENTIAL EQUITY GROUP, LLC | 2002-06-12 | 2003-07-01 | — |