Nancy Caraballo

Nancy Caraballo is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2021-04-22presentYes
PRUCO SECURITIES, LLC2018-08-312021-04-05
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-10-202018-08-14

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