JAMES THOMAS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with OSAIC INSTITUTIONS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | 2013-12-13 | present | Yes |
| HARVEST CAPITAL ADVISORS, LLC | 2006-06-12 | 2009-04-06 | — |
| NEW ENGLAND SECURITIES | 2002-01-02 | 2006-06-12 | — |