STEVEN H RIGA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-03-12 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2025-04-03 | — |
| MORGAN STANLEY & CO. LLC | 2009-03-13 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2004-06-01 | 2009-03-26 | — |